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Peter C Bishop
Salem Advisory Group LLC
34 Years of Experience
5 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Insurance Planning
Salem Advisory Group LLC
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
319 clients
Average Client Portfolio
$206K average
Assets Under Management
$65.8M
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Location
1332 Post Road, Suite 2A, Wells, ME, 04090
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History
Regulatory History (5)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Regulatory
March 2014
Final
Regulatory
October 2013
Final
Regulatory
November 2012
Final
Regulatory
November 2012
Final
Employment Separation After Allegations
September 2011
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Salem Advisory Group LLC
September 2013 - Present · 12 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
Broker
October 2011 - August 2012 · 10 mos
Ameriprise Financial Services, INC.
October 2011 - October 2011 · 0 mos
RBC Capital Markets, LLC
December 2002 - October 2011 · 8 yrs 10 mos
RBC Capital Markets, LLC
Broker
March 2002 - October 2011 · 9 yrs 7 mos
Tucker Anthony Incorporated
Broker
November 1993 - March 2002 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
November 1989 - December 1993 · 4 yrs 1 mo
State Registrations
3 states
FL
ME
NH
Advisor
Exams
No exam information available for this advisor.