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JG
JG

Jeffrey Gilbert

Balboa Wealth Partners, INC.
33 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary

Jeffrey Gilbert is a registered investment advisor at Balboa Wealth Partners, INC., based in Scottsdale, AZ, with 33 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,121 clients with $1B in assets under management.

Balboa Wealth Partners, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,121 clients
Average Client Portfolio
$923K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)

Balboa Wealth offers two investment management options with fees based on the value of your portfolio. Fees are paid quarterly, in advance.

Comprehensive Portfolio Management:

  • Up to $249,999.99: 2.3% per year, plus a $15 quarterly reporting fee
  • $250,000 to $499,999.99: 2.1% per year
  • $500,000 to $749,999.99: 1.9% per year
  • $750,000 to $999,999.99: 1.8% per year
  • $1,000,000 and over: 1.7% per year

Asset Management Services:

  • Up to $249,999.99: 1.5% per year, plus a $15 quarterly reporting fee
  • $250,000 to $499,999.99: 1.4% per year
  • $500,000 to $749,999.99: 1.3% per year
  • $750,000 to $999,999.99: 1.2% per year
  • $1,000,000 and over: 1.1% per year

Fees may be negotiable.

View Full SEC Brochure

Location

6263 North Scottsdale Road, Suite 265, Scottsdale, AZ, 85250

Get directions

History

Regulatory History (2)
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Employment Separation After Allegations
April 2016
Criminal
April 1986
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey is the founder, owner, CEO, and CCO of Balboa Wealth Partners Inc., a registered RIA. He dedicates nearly full-time hours to this role.

Employment History
Current Registrations
Balboa Wealth Partners, INC.
February 2016 - Present · 10 yrs 2 mos
Previous Registrations
Kingswood Capital Partners, LLCBroker
June 2018 - April 2024 · 5 yrs 10 mos
Niagara International Capital LimitedBroker
January 2018 - June 2018 · 5 mos
Arete Wealth Management, LLCBroker
June 2016 - December 2016 · 6 mos
Arete Wealth Advisors, LLC
June 2016 - December 2016 · 6 mos
M. S. Howells & CO.Broker
February 2016 - May 2016 · 3 mos
Daniel Wealth Advisors
November 2015 - February 2016 · 3 mos
Morgan StanleyBroker
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2001 - April 2007 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
November 2001 - April 2007 · 5 yrs 5 mos
U.S. Bancorp Piper Jaffray INC.Broker
April 1998 - November 2001 · 3 yrs 7 mos
Principal Financial Securities,inc.Broker
March 1996 - April 1998 · 2 yrs 1 mo
Sutro & CO. IncorporatedBroker
July 1993 - February 1996 · 2 yrs 7 mos
Lehman Brothers INC.Broker
April 1991 - July 1993 · 2 yrs 3 mos
State Registrations2 states
AZCA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.