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Daniel Mark Shapiro

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
181 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$627.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.25%
$1.0M - $2.0M1.00%
$2M+0.85%

Fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

799 Central Ave, Suite 350, Highland Park, IL, 60035

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a minority owner of New Vernon Investment Management LLC and acts as general partner for several private funds, dedicating a few hours per week to securities analysis. He is also the CEO/CCO/Managing Member of New Vernon Wealth Management, a registered investment advisor, spending about half his time on this role.

Employment History
Current Registrations
New Vernon Wealth Management LLC
March 2013 - Present · 12 yrs 11 mos
Sf Investments, INC.Broker
November 1994 - Present · 31 yrs 3 mos
Previous Registrations
Sf Investment Advisers
March 2006 - March 2013 · 7 yrs
State Registrations15 states
AZCACTDEFLILINMDNJNVNYSDTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.