DW
CFP
DW
CFP

David C Walker

36 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
9,453 clients
Average Client Portfolio
$367K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

459 Dunham Road Suite 200, St. Charles, IL, 60174

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is involved in several business activities, including tax preparation/accounting with Walker Financial Group (taking about half of David's time), a DBA for his LPL business, and WFS Real Estate LLC. He also serves as a managing member of DGD Ventures LLC and is involved in real estate rental, dedicating minimal time to each.

Employment History
Current Registrations
Private Client Services, LLCBroker
October 2025 - Present · 4 mos
Vestgen Advisors, LLC
October 2025 - Present · 4 mos
Previous Registrations
LPL Financial LLC
December 2020 - November 2025 · 4 yrs 11 mos
LPL Financial LLCBroker
December 2020 - November 2025 · 4 yrs 11 mos
Securities America, INC.Broker
August 2009 - December 2020 · 11 yrs 4 mos
Securities America Advisors, INC.
August 2009 - December 2020 · 11 yrs 4 mos
Waterstone Financial Group, INC.
October 2003 - August 2009 · 5 yrs 10 mos
Waterstone Financial Group, INC.Broker
October 2002 - August 2009 · 6 yrs 10 mos
Dreher & Associates, INC.Broker
September 1989 - October 2002 · 13 yrs 1 mo
State Registrations25 states
ALARAZCACOCTDEFLGAILINKYMIMNMONCNMNVNYOHSCTNTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.