TB
TB

Thomas Walter Brown

35 Years of Experience
Sells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
145 clients
Average Client Portfolio
$977K average
Assets Under Management
$141.7M

Fee Structure

Minimum Investment:$25K
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Location

410 Sovereign Ct., Suite 13, Manchester, MO, 63011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas sells fixed and equity annuities, disability insurance, health insurance, and life insurance, dedicating a few hours per week. He also assists high school students with college and career selection, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Capital Management Services, INC.
February 2020 - Present · 6 yrs
Previous Registrations
World Equity Group, INC.
March 2008 - January 2020 · 11 yrs 10 mos
World Equity Group, INC.Broker
December 2007 - January 2020 · 12 yrs 1 mo
Questar Capital CorporationBroker
December 2006 - December 2007 · 1 yr
Usallianz Securities, INC.Broker
July 2004 - December 2006 · 2 yrs 5 mos
Walnut Street Securities, INC.Broker
November 2002 - July 2004 · 1 yr 8 mos
World Group Securities, INC.Broker
April 2002 - August 2002 · 4 mos
Wma Securities, INC.Broker
July 1996 - April 2002 · 5 yrs 9 mos
The O.N. Equity Sales CompanyBroker
January 1993 - June 1996 · 3 yrs 5 mos
Equity Services, INC.Broker
April 1990 - December 1992 · 2 yrs 8 mos
Equico Securities, INC.Broker
September 1989 - April 1990 · 7 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1989 - April 1990 · 7 mos
State Registrations1 state
MO
Advisor
Exams
No exam information available for this advisor.