Michael Lawrence Rule

Quint Capital Management

30 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Quint Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

101 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$147.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

230 Park Ave Ste 460, New York, NY, 10169

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

May 1999

Final

Regulatory

January 1999

Final

Regulatory

July 1998

Final

Employment Separation After Allegations

March 1997

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Quint Capital Management

September 2018 - Present · 7 yrs 5 mos

Quint Capital CorporationBroker

April 2015 - Present · 10 yrs 10 mos

Previous Registrations

Apb Financial Group, LLCBroker

March 2010 - April 2015 · 5 yrs 1 mo

Talley & CompanyBroker

December 2007 - May 2009 · 1 yr 5 mos

VisionBroker

March 2001 - December 2007 · 6 yrs 9 mos

Rm Stark & CO INC.Broker

May 2000 - January 2001 · 8 mos

Dalton Kent Securities Group, INC.Broker

January 1999 - April 1999 · 3 mos

J.P. Turner & Company, L.L.C.Broker

May 1998 - December 1998 · 7 mos

Nichols, Safina, Lerner & CO. INC.Broker

August 1997 - January 1998 · 5 mos

Prudential Securities IncorporatedBroker

November 1996 - April 1997 · 5 mos

Smith Barney INC.Broker

February 1994 - October 1996 · 2 yrs 8 mos

Painewebber IncorporatedBroker

May 1992 - March 1994 · 1 yr 10 mos

State Registrations21 states

AZCACOFLGAIDLAMAMDMIMSNCNHNJNYOKPARISCTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.