Alexander Gene Montano

Roth Capital Partners, LLC

33 Years of Experience

4 DisclosuresBroker

View SEC Summary

Roth Capital Partners, LLC

Compensation

Fixed/Hourly

Firm Size

8 advisors

Number of Clients

70 clients

Average Client Portfolio

Not specified

Location

888 San Clemente, Suite 400, Newport Beach, CA, 92660

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2012

Pending

Customer Dispute

December 2011

Pending

Customer Dispute

February 2011

Award / Judgment

Customer Dispute

January 1999

Award / Judgment

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Roth Capital Partners, LLC

October 2013 - Present · 12 yrs 4 mos

Roth Capital Partners, LLCBroker

October 2013 - Present · 12 yrs 4 mos

Previous Registrations

C.K. Cooper & Company, INC.

October 2007 - September 2013 · 5 yrs 11 mos

Paladin Capital Partners, INC.

August 2007 - September 2013 · 6 yrs 1 mo

C.K. Cooper & Company, INC.Broker

April 2001 - August 2013 · 12 yrs 4 mos

C.K. Cooper & Company, INC.Broker

November 1996 - January 1999 · 2 yrs 2 mos

Brookstreet Securities CorporationBroker

April 1995 - December 1997 · 2 yrs 8 mos

Titan/value Equities Group, INC.Broker

January 1995 - April 1995 · 3 mos

Baraban Securities, INC.Broker

March 1992 - August 1992 · 5 mos

Montano Securities CorporationBroker

August 1989 - December 1994 · 5 yrs 4 mos

State Registrations4 states

CANVNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.