TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
IF
IF
Ivan Philip Feinseth
Tigress Financial Partners LLC
31 Years of Experience
4 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Tigress Financial Partners LLC
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
17 clients
Average Client Portfolio
$680K average
Assets Under Management
$11.6M
Loading...
Location
410 Park Avenue, 12th Floor, New York, NY, 10022
Get directions
History
Regulatory History (4)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
June 2003
Denied
Customer Dispute
October 2002
Settled
Customer Dispute
July 2001
Denied
Customer Dispute
February 1999
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Tigress Financial Partners LLC
September 2019 - Present · 6 yrs 5 mos
Tigress Financial Partners, LLC
November 2011 - Present · 14 yrs 3 mos
Tigress Financial Partners, LLC
Broker
November 2011 - Present · 14 yrs 3 mos
Previous Registrations
Icm Capital Markets LTD.
Broker
February 2011 - July 2011 · 5 mos
Concept Capital Markets, LLC
Broker
November 2010 - November 2010 · 0 mos
Sanders Morris Harris INC.
Broker
July 2010 - November 2010 · 4 mos
Matrix U.S.A., LLC
Broker
July 2004 - May 2007 · 2 yrs 10 mos
The Shattan Group LLC
Broker
March 2003 - December 2003 · 9 mos
Wachovia Securities, INC.
Broker
October 1999 - January 2003 · 3 yrs 3 mos
First Union Capital Markets CORP.
Broker
February 1999 - October 1999 · 8 mos
Cibc Oppenheimer CORP.
Broker
April 1998 - January 1999 · 9 mos
Axiom Capital Management, INC.
Broker
April 1997 - April 1998 · 1 yr
Bear, Stearns & CO. INC.
Broker
June 1995 - April 1997 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
July 1989 - June 1995 · 5 yrs 11 mos
State Registrations
11 states
CA
CO
CT
DC
FL
MD
MN
NJ
NY
SC
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.