Alec Price is a registered investment advisor, based in West Berlin, NJ, with 36 years of industry experience.
Location
560 N Rte 73,, West Berlin, NJ, 08091
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Regulatory History (1)
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Customer Dispute
November 2010Denied
Other Business ActivitiesSells Insurance
Alec is dually registered as an investment advisor representative and a registered representative, spending most of his time as an investment advisor representative. He also provides fixed insurance and annuity advice and owns 73 Holdings LLC, renting office space, dedicating about 10% of his time to each of these activities.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2023 - Present · 3 yrs 2 mos
Concurrent Investment Advisors, LLC
February 2023 - Present · 3 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - February 2023 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - February 2023 · 14 yrs 3 mos
Wachovia Securities, LLC
June 2004 - November 2008 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
December 2002 - November 2008 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
September 1994 - December 2002 · 8 yrs 3 mos
Pruco Securities CorporationBroker
June 1989 - December 1994 · 5 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
June 1989 - December 1993 · 4 yrs 6 mos
State Registrations11 states
DEFLGAMDNJNYORPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.