Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersCharitable GivingFinancial Planning & CoachingTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
736 clients
Average Client Portfolio
$663K average
Assets Under Management
$488.2M

Fee Structure

Minimum Investment:$7.5K
Loading...

Location

121 Countryside Court, Suite 140, Southlake, TX, 76092

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joe is a CPA since 2003, preparing and reviewing tax returns, conducting tax research and planning, and supervising employees. This takes about 60 hours per month, with 40 hours during trading.

Employment History
Current Registrations
Trinity Portfolio Advisors, LLC
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
MML Investors Services, INC.
July 2003 - November 2009 · 6 yrs 4 mos
Gollob, Morgan & Peddy Financial Consultants, LTD.
March 2002 - May 2003 · 1 yr 2 mos
Sunamerica Securities, INC.
June 1991 - June 2002 · 11 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.