David Ruff is a CFA-designated registered investment advisor at Advisors Capital Management, LLC, based in Ridgewood, NJ, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,671 clients with $9.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
14,671 clients
Average Client Portfolio
$645K average
Assets Under Management
$9.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Advisors Capital Management offers several investment options with different fee structures:

  • Private Accounts: These accounts have a $300,000 minimum. The annual management fee is up to 0.80% for equity accounts and up to 0.35% for fixed income accounts.
  • Model Separate Accounts and Model ETF Strategies: These accounts have minimums of $150,000 and $50,000, respectively. The annual management fee is up to 0.65%.

Your primary advisor will likely add their own fee on top of Advisors Capital's fee. Fees may be reduced for larger accounts or family account bundling.

Loading...

Location

10 Wilsey Square, Suite 200, Ridgewood, NJ, 07450

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Advisors Capital Management, LLC
October 2018 - Present · 7 yrs 6 mos
Previous Registrations
Alps Distributors, INC.Broker
October 2008 - October 2018 · 10 yrs
Mid Atlantic Capital CorporationBroker
October 2006 - September 2008 · 1 yr 11 mos
Berkeley Capital Management LLC
April 2004 - August 2008 · 4 yrs 4 mos
London Pacific Advisors
June 2002 - June 2003 · 1 yr
London Pacific Securities, INC.Broker
November 1989 - June 2003 · 13 yrs 7 mos
Lexington Management CorporationBroker
July 1989 - November 1989 · 4 mos
State Registrations2 states
CANV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.