DR
CFA
DR
CFA

David Lee Ruff

35 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
56 advisors
Number of Clients
14,671 clients
Average Client Portfolio
$645K average
Assets Under Management
$9.5B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

10 Wilsey Square, Suite 200, Ridgewood, NJ, 07450

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Advisors Capital Management, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Alps Distributors, INC.Broker
October 2008 - October 2018 · 10 yrs
Mid Atlantic Capital CorporationBroker
October 2006 - September 2008 · 1 yr 11 mos
Berkeley Capital Management LLC
April 2004 - August 2008 · 4 yrs 4 mos
London Pacific Advisors
June 2002 - June 2003 · 1 yr
London Pacific Securities, INC.Broker
November 1989 - June 2003 · 13 yrs 7 mos
Lexington Management CorporationBroker
July 1989 - November 1989 · 4 mos
State Registrations2 states
CANV
Advisor
Exams
No exam information available for this advisor.
David Lee Ruff - Financial Advisor | TrueAdvisor