WV
WV

William David Vellon

36 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
209 clients
Average Client Portfolio
$739K average
Assets Under Management
$154.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Wilmette, IL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1995
Settled
Other Business ActivitiesSells Insurance

William is involved in several business activities, including being a member of multiple LLCs, president and co-owner of Kingsbury Capital Investment Advisors, LLC (an RIA firm), owner of Millennium MSO, Inc., and a member of Overbrook Associates, LLC. He also works as a health insurance sales representative and generates leads for 1031/DST transactions, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
January 2020 - Present · 6 yrs 1 mo
Kingsbury Capital Investment Advisors LLC
March 2008 - Present · 17 yrs 11 mos
Previous Registrations
Kingsbury Capital, INC.Broker
January 2015 - December 2019 · 4 yrs 11 mos
Freedom Investors CORP.Broker
September 2013 - January 2015 · 1 yr 4 mos
Spencer Trask Ventures, INC.Broker
November 2010 - September 2013 · 2 yrs 10 mos
Kingsbury, LLCBroker
October 2008 - April 2015 · 6 yrs 6 mos
Brewer Financial Services, LLCBroker
June 2007 - November 2010 · 3 yrs 5 mos
Tlg Advisors, INC.
August 2006 - May 2007 · 9 mos
Chicago Investment Group, LLCBroker
December 2003 - May 2007 · 3 yrs 5 mos
Friedman, Billings, Ramsey & CO., INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
Advanced Equities, INC.Broker
November 2000 - July 2002 · 1 yr 8 mos
Gruntal & CO., L.L.C.Broker
January 1994 - November 2000 · 6 yrs 10 mos
Lehman Brothers INC.Broker
May 1993 - January 1994 · 8 mos
Oppenheimer & CO., INC.Broker
March 1990 - June 1993 · 3 yrs 3 mos
Shearson Lehman Hutton INC.Broker
June 1989 - February 1990 · 8 mos
State Registrations33 states
ARAZCACOCTDCFLGAHIILINKSLAMDMEMINCNJNVNYOHOKRISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
William David Vellon - Financial Advisor | TrueAdvisor