Thomas Frey is a registered investment advisor at Sterling Wealth Management, INC., based in Urbana, IL, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning. Their firm serves 232 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees may be negotiable based on the dollar amount of assets and the complexity of financial planning services.
Fee Estimator
Location
2730, Urbana, IL, 61802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the sole proprietor of Frey Financial, an investment advisor registered in Illinois, since 1993. He consults with former clients as requested and reviews their investment account statements, dedicating minimal time to this activity.
Employment History
Current Registrations
Sterling Wealth Management, INC.
Frey Financial
Previous Registrations
Frey Financial
State Registrations1 state
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