David West
David West is a ChFC-designated registered investment advisor at Tucker Asset Management LLC, based in Littleton, CO, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.
Location
1520 West Canal Court, Suite 100, Littleton, CO, 80120
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2010Regulatory
January 2006Other Business ActivitiesSells Insurance
David is the Founder and President of West Capital Advisors, Inc., an insurance agency, since 1996. He dedicates nearly full-time hours to providing financial consulting services and selling non-investment products, including annuities, life insurance, and long-term care insurance.
Employment History
Current Registrations
Tucker Asset Management LLC
Previous Registrations
Alpine Capital Management, LLC
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
First Allied Securities, INC.Broker
Greenbook Securities, INC.Broker
Lincoln Financial Advisors Corporation
Greenbook Investment Management, INC.
Xelan Financial Planning, INC.
Xelan Investment Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.