Alfred Berkeley

Princeton Capital charges a percentage of your portfolio's value each year for investment management. The exact percentage depends on the investment strategy and the size of your account. Fees are generally paid quarterly in advance, and you'll receive a refund for any unearned fees if you terminate the account. Here's a breakdown of the fee structure for different strategies:

• Equity and Balanced (except Growth, Concentrated Growth, Core Growth, and Young Enterprise Shares (YES)):

  • First $3 million: 1.0% per year
  • Next $2 million: 0.85% per year
  • On balance of account: 0.75% per year

• Growth, Concentrated Growth, and Core Growth:

  • First $1 million: 1.25% per year
  • Next $4 million: 1.00% per year
  • On balance of account: Negotiable

• Young Enterprise Shares (YES):

  • First $5 million: 1.50% per year
  • On balance of account: Negotiable

• Tactical Asset Management:

  • US Sector Tactical Asset Allocation: 0.50% per year
  • Global Tactical Asset Allocation: 0.50% per year

• Large Cap “Dividend Plus” Equity:

  • First $5 million: 0.50% per year
  • On balance of account: Negotiable

• Long/Short Equity:

  • Actual Value: 1.50% per year

Fees may be negotiable based on special circumstances. Certain minimum fees may apply.