AB
AB

Alfred Rives Berkeley

40 Years of Experience
1 Disclosure
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
179 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$373.3M

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.85%
$5M+0.75%

For Equity and Balanced assignments (except Growth, Concentrated Growth, Core Growth and Young Enterprise Shares (YES) strategies). Fees may be negotiable where special circumstances prevail.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

331 Newman Springs Road, Suite 133, Red Bank, NJ, 07701-1074

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History

Regulatory History (1)
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Regulatory
October 2011
Final
Other Business Activities

Alfred is involved in numerous board and advisory roles for various companies, including Realpage Inc., Security First Corp, XBRL US, and others. He also works as a consultant for Centra Technologies, Arete Associates, and Safeguard Scientifics, dedicating minimal time to each activity.

Employment History
Current Registrations
Princeton Capital Management LLC
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
Princeton Capital Management INC
June 2013 - December 2017 · 4 yrs 6 mos
Pipeline Trading Systems LLCBroker
March 2004 - November 2011 · 7 yrs 8 mos
Alex. Brown & Sons IncorporatedBroker
June 1992 - June 1996 · 4 yrs
Alex. Brown & Sons IncorporatedBroker
November 1972 - March 1989 · 16 yrs 4 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.