JJ
CFP
JJ
CFP

Joel Mark Johnson

33 Years of Experience
8 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
5,476 clients
Average Client Portfolio
$385K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.60%
$250K - $1.0M1.50%
$1.0M - $2.0M1.20%
$2.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5M+0.80%

Amounts over $5 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 Great Meadow Road, Suite 502, Wethersfield, CT, 06109

Get directions

History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Customer Dispute
August 2023
Closed-No Action
Customer Dispute
June 2023
Pending
Customer Dispute
August 2022
Denied
Customer Dispute
December 2021
Settled
Customer Dispute
November 2021
Pending
Employment Separation After Allegations
November 2006
Regulatory
September 2006
Final
Other Business ActivitiesSells Insurance

Joel is the owner/operator of J.N. Financial LLC, providing insurance services (life, health, and fixed). He also owns a small interest in EQIS Holdings, is the owner of Rainmaker Consulting, LLC (teaching/coaching/training), is a member/investor in two real estate LLCs, serves on the board of directors for Connecticut Community for Addiction Recovery, and is the owner/managing member of Financial Retirement Solutions LLC.

Employment History
Current Registrations
Johnson Brunetti
June 2014 - Present · 11 yrs 8 mos
Previous Registrations
Silver Oak Securities, INC.
November 2007 - June 2014 · 6 yrs 7 mos
Silver Oak Securities, IncorporatedBroker
January 2007 - April 2017 · 10 yrs 3 mos
Ing Financial Partners, INC
June 2006 - November 2006 · 5 mos
Ing Financial Partners, INC.Broker
May 2006 - November 2006 · 6 mos
Usallianz Securities, INC.Broker
May 2005 - May 2006 · 1 yr
Usallianz Securities, INC.
May 2005 - May 2006 · 1 yr
Metlife Securities INC.
January 2004 - June 2005 · 1 yr 5 mos
Metlife Securities INC.Broker
October 2003 - June 2005 · 1 yr 8 mos
Metropolitan Life Insurance CompanyBroker
October 2003 - June 2005 · 1 yr 8 mos
Northwestern Mutual Investment Services, LLCBroker
March 1997 - April 2003 · 6 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
March 1997 - January 2002 · 4 yrs 10 mos
Aal Capital Management CorporationBroker
November 1993 - March 1997 · 3 yrs 4 mos
First Montauk Securities CORP.Broker
January 1991 - April 1991 · 3 mos
Chatfield Dean & CO., INC.Broker
November 1990 - January 1991 · 2 mos
The Stuart-James Company, IncorporatedBroker
April 1989 - December 1990 · 1 yr 8 mos
State Registrations3 states
CTGAMA
Advisor
Exams
No exam information available for this advisor.