Albert Alexander
Albert Alexander is a registered investment advisor at Prospera Financial Services, INC., based in Memphis, TN, with 36 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
5100 Poplar Ave, Suite 1501, Memphis, TN, 38137
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2010Customer Dispute
April 1997Other Business ActivitiesSells Insurance
Albert provides fiduciary consulting services through Wunderlich & Company, dedicating full-time hours to this role. He also works as an affiliated broker for Summit Settlement Services, placing structured settlement annuity business and spending a few hours per week on this activity.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
B. Riley Wealth Advisors, INC.
B Riley Wealth Management
B. Riley Wealth ManagementBroker
A. G. Edwards & Sons, INC.Broker
Heidtke & Company, INC.Broker
Randell Securities, INC.Broker
H. L. Camp & Company, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.