Allen Yee
Allen Yee is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in South Pasadena, CA, with 35 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
1499 Huntington Drive, Ste. 303, South Pasadena, CA, 91030
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen is the president of Guidant Planning, Inc., providing tax preparation, accounting, bookkeeping, and CPA services since 2000, and using the same name as a DBA for marketing purposes since 2022. He is also an agent selling non-variable insurance since 2010, and teaches at Pasadena Community College & Glendale Community College since 2000.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Sagepoint Financial, INC.Broker
Guidant Planning, INC.
Sunamerica Securities, INC.Broker
Great Western Financial Securities CorporationBroker
Great Western Financial Securities CorporationBroker
Nylife Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.