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Kenneth Riffle

21 Years of Experience
Germantown, TN

Kenneth Riffle is a registered investment advisor at Fcg Investment Company, based in Germantown, TN, with 21 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 351 clients with $570M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
351 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$568.2M

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.90%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9040 Garden Arbor Dr, Ste 206, Germantown, TN, 38138

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fcg Investment Company
April 2020 - Present · 6 yrs
Previous Registrations
Mid Atlantic Financial Management, INC.
September 2018 - June 2020 · 1 yr 9 mos
Nuveen Asset Management, LLC
August 2016 - September 2018 · 2 yrs 1 mo
Tradewinds Global Investors, LLC
March 2015 - November 2016 · 1 yr 8 mos
Sector Capital Management, L.L.C.
February 2014 - May 2015 · 1 yr 3 mos
Highland Capital Management, LLC
June 2013 - October 2013 · 4 mos
Argent Sector Capital Management, LLC
March 2004 - October 2013 · 9 yrs 7 mos
State Registrations1 state
TN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.