JH
JH
Jeffry Haspel
36 Years of Experience
2 DisclosuresBroker
Jeffry Haspel is a registered investment advisor at Carter, Terry & Company, INC., based in Atlanta, GA, with 36 years of industry experience. Jeffry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 185 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
18 advisors
Number of Clients
185 clients
Average Client Portfolio
$602K average
Assets Under Management
$111.3M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3340 Peachtree Road Suite 1400, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2001Closed-No Action
Employment Separation After Allegations
January 2001Other Business Activities
Jeffry is a part-time musician in a band, dedicating about 10-20% of his time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Carter, Terry & Company, INC.
June 2017 - Present · 8 yrs 10 mos
Carter, Terry & Company, INC.
May 2017 - Present · 8 yrs 11 mos
Carter, Terry & Company, INC.Broker
May 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wilbanks Securities Advisory
May 2004 - June 2017 · 13 yrs 1 mo
Wilbanks Securities, INC.Broker
March 2003 - June 2017 · 14 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
February 2001 - September 2002 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1998 - February 2001 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
March 1989 - August 1998 · 9 yrs 5 mos
State Registrations23 states
AZCACOFLGAIDINKSLAMNMONJNMNVNYOKORSCSDTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.