James Edward Bey

ChFC

Emerson Equity LLC

35 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth

Emerson Equity LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

116 advisors

Number of Clients

679 clients

Average Client Portfolio

$483K average

Assets Under Management

$327.9M

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.50%
$1M+	2.25%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Preferred Wealth Management, LLC, 1431 Opus Place, Suite 110, Downers Grove, IL, 60515

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

April 2005

Final

Regulatory

January 2005

Final

Regulatory

February 2004

Final

Employment Separation After Allegations

August 2003

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James sells fixed insurance products as an owner/agent, dedicating about a quarter of his time to this activity. He also works as a financial advisor representative for Independent Wealth Network and markets securities and advisory services through other entities, spending additional time on these investment-related activities, and volunteers as a swim official.