Alec Edward Hoke

Esi Financial Advisors

29 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningBusiness Owners

Esi Financial Advisors

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

495 advisors

Number of Clients

12,116 clients

Average Client Portfolio

$202K average

Assets Under Management

$2.5B

Fee Structure

Minimum Investment:$50K

Location

354 Mountain View Dr., Suite 200, Colchester, VT, 05446

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2015

Settled

Customer Dispute

July 2012

Settled

Customer Dispute

October 2002

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alec is the principal/president of Beacon Wealth Strategies, LLC, dedicating about 10-20% of his time. He is also an insurance agent for NPA Financial and The Vermont Agency, spending a few hours per week at each. Additionally, Alec is a provider for Access CNY, offering mobility assistance for his stepsons, which is not investment-related and occurs outside of trading hours.