Donald Rosalez
Donald Rosalez is a registered investment advisor at Independent Wealth Network, INC., based in Urbandale, IA, with 34 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,365 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independent Wealth Network (IWN) is compensated with fees based on a percentage of the average daily value of your investments each month. The fees are deducted directly from your account. The exact management fee is negotiated between you and your advisor, but IWN requires a program fee of 0.10% of assets per year and does not allow advisors to charge more than 2.50% of assets per year. For accounts held away at other custodians, the program fee is higher.
Location
2350 NW 128th St, Urbandale, IA, 50323
Get directionsHistory
Regulatory History (1)
Criminal
February 1997Other Business ActivitiesSells Insurance
Donald is a sole proprietor accountant and tax preparer at M.A.S. Financial Group, dedicating about half of his time to this activity. He also works as a registered representative marketing fixed insurance and securities through Preferred Financial Group, LLC, spending about half his time on this as well.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Brokers International Financial Services, LLC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
H.D. Vest Investment ServicesBroker
Centaurus Financial, INC.Broker
Centaurus Financial, INC.Broker
MML Investors Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.