RT
RT

Richard Clark Thomas

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
343 clients
Average Client Portfolio
$662K average
Assets Under Management
$227.1M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $1.0M1.50%
$1M+1.25%

Fees are negotiable. There is an additional investment management fee of 0.20% of assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Noblesville, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an insurance broker selling traditional insurance products, an investment advisor representative, sells crop insurance, owns rental houses, and prepares taxes. He has been involved in these activities since 1999, 2012, 2015, and 2019 respectively.

Employment History
Current Registrations
First Heartland Capital, INC.
September 2001 - Present · 24 yrs 5 mos
First Heartland Capital, INC.Broker
September 2001 - Present · 24 yrs 5 mos
Signature Financial Services, LTD
March 2001 - Present · 24 yrs 11 mos
Previous Registrations
East Central Farm Business Farm Management Association
October 2001 - December 2003 · 2 yrs 2 mos
Marquis Financial Services, INC.Broker
October 1999 - September 2001 · 1 yr 11 mos
Fortis Investors, INC.Broker
December 1994 - December 1997 · 3 yrs
Pruco Securities CorporationBroker
February 1989 - November 1990 · 1 yr 9 mos
The Prudential Insurance Company of AmericaBroker
February 1989 - November 1990 · 1 yr 9 mos
State Registrations2 states
ILIN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.