Anthony Cardinal
Anthony Cardinal is a registered investment advisor at Wealthspire Retirement Advisory, based in Lakewood Ranch, FL, with 37 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 6,585 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealthspire Retirement's investment management fees are based on a percentage of the assets in your plan or a flat fee, depending on the services you need. The exact fee is negotiable and depends on factors like the scope of services, complexity, duration, and the size of your plan. Asset-based fees will not exceed 1.60% of plan assets.
Location
Lakewood Ranch, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an Investment Advisor Representative at NFP Retirement, Inc., providing retirement consulting services. He also serves as Managing Director at KNW Inc., which offers insurance and employee benefits, but this takes minimal time.
Employment History
Current Registrations
Wealthspire Retirement Advisory
Kestra Investment Services, LLCBroker
Previous Registrations
Fortis Investors, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.