Curtis William Howard

LPL Financial LLC

33 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

856 Richaland Rd. Suite C, Yuba City, CA, 95991

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History

Regulatory History (1)

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Customer Dispute

June 2020

Settled

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Other Business ActivitiesSells Insurance

Curtis is affiliated with Golden State Wealth Management, LLC and LPL Financial. He sells various types of fixed insurance, including life, annuity, disability, LTC, and health insurance, dedicating about 10-20% of his time to these activities, and owns rental real estate, which takes minimal time.

Employment History

Current Registrations

LPL Financial LLC

November 2025 - Present · 3 mos

Golden State Wealth Management, LLC

January 2020 - Present · 6 yrs 1 mo

LPL Financial LLCBroker

May 2016 - Present · 9 yrs 9 mos

Wma Securities, INC.Broker

July 1998 - July 1999 · 1 yr

Intersecurities, INC.Broker

July 1992 - July 1998 · 6 yrs

State Registrations26 states

AKARAZCACOCTFLIDKSKYMAMIMSMTNCNJNVOHORPASDTNTXUTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.