Allen Dean Poe

Centaurus Financial, INC.

36 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Centaurus Financial, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

429 advisors

Number of Clients

34,052 clients

Average Client Portfolio

$184K average

Assets Under Management

$6.3B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

1211 Cheat Road, Morgantown, WV, 26508

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2016

Settled

Customer Dispute

May 2006

Closed-No Action

Customer Dispute

June 2005

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Allen is the owner of Orion Financial, LLC, operating as a DBA for branding purposes since 2002. This activity is not investment-related.

Employment History

Current Registrations

Centaurus Financial, INC.

November 2002 - Present · 23 yrs 3 mos

Centaurus Financial, INC.Broker

August 2002 - Present · 23 yrs 6 mos

Previous Registrations

AXA Advisors, LLC

January 2000 - August 2002 · 2 yrs 7 mos

AXA Advisors, LLCBroker

March 1989 - August 2002 · 13 yrs 5 mos

The Equitable Life Assurance Society of the United StatesBroker

March 1989 - January 2000 · 10 yrs 10 mos

State Registrations19 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.