MA
MA

Michael Thomas Anderson

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
327 advisors
Number of Clients
3,621 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$10K
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Location

9100 Wilshire Blvd, Suite 720E, Beverly Hills, CA, 90212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a director at PodClips.IO, an internet radio network, and the Executive Vice President at The L Warner Companies, Inc., an RIA. He also serves as a board member and officer for the Small Business Council of America and on the board of directors for the Exceptional Children's Foundation, dedicating minimal time to each.

Employment History
Current Registrations
M Holdings Securities, INC.Broker
March 2022 - Present · 3 yrs 11 mos
The L. Warner Companies, INC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Four Points Capital Partners LLCBroker
January 2018 - October 2022 · 4 yrs 9 mos
Finestone Partners
January 2018 - June 2022 · 4 yrs 5 mos
Niagara International Capital LimitedBroker
August 2016 - January 2018 · 1 yr 5 mos
Finestone Partners
December 2011 - December 2017 · 6 yrs
Raymond James Financial Services Advisors, INC
January 2009 - August 2016 · 7 yrs 7 mos
Raymond James Financial Services
May 2004 - January 2009 · 4 yrs 8 mos
Raymond James Financial Services, INC.Broker
May 2004 - August 2016 · 12 yrs 3 mos
Windward Capital Management CO
August 2003 - June 2004 · 10 mos
S. L. Reed & CompanyBroker
October 1998 - June 2004 · 5 yrs 8 mos
Huntington Investments, INC.Broker
June 1991 - January 1992 · 7 mos
State Registrations5 states
CAIAINNYSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.