Alan Lichtenstein
Alan Lichtenstein is a registered investment advisor at Concorde Asset Management, LLC, based in Setauket, NY, with 36 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
61 Route 25A, Setauket, NY, 11733
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Regulatory History (4)
Regulatory
June 2025Regulatory
July 2024Regulatory
June 2024Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Alan is involved in several business activities, including real estate sales, brokerage activities through Fortitude Investment Group, and investment advisory sales and service with Concorde Asset Management. He also markets and sells various types of insurance, including life, health, disability, long-term care, and property & casualty insurance, both directly and through Concorde Insurance Agency.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
Alternative Wealth Strategies, INC.Broker
Equity Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Robert Todd Financial CORP.Broker
J. T. Moran & CO., INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.