Kevin Leahy is a registered investment advisor at Herold Advisors, INC., based in New York, NY, with 35 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 523 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
All management fees charged are subject to negotiation with each client.
Fee Estimator
Location
845 Third Avene Suite 1703, New York, NY, 10022-7513
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is the Chairman of Locust Advisory LLC, providing consulting services to CEOs, dedicating a few hours per week. He is also an artist at MSL Galleries, LLC, spending a few hours per week, and updates ADV and brochures for Herold Advisors, Inc., spending minimal time.
Employment History
Current Registrations
Herold Advisors, INC.
Herold & Lantern Investments, INC.Broker
Previous Registrations
Bernard Herold & CO., INC.Broker
Pershing LLCBroker
State Registrations2 states
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