Jason Seale is a registered investment advisor at Seacrest Wealth Management, LLC, based in Purchase, NY, with 36 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,720 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SeaCrest Wealth Management's investment management fees are based on the value of your portfolio and are charged quarterly, in advance. The annual fee can be up to 2.00%, depending on the size and complexity of your account and the advisor providing the service. Fees may be negotiable. If you deposit or withdraw $10,000 or more during a quarter, the fee will be adjusted accordingly.
Location
3000 Westchester Avenue, Suite 206, Purchase, NY, 10577
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Regulatory History (10)
Regulatory
August 2021Judgment / Lien
May 2019Judgment / Lien
September 2017Judgment / Lien
July 2017Customer Dispute
August 2010Customer Dispute
December 2009Regulatory
July 2008Customer Dispute
March 2002Customer Dispute
June 2000Customer Dispute
October 1996Employment History
Current Registrations
Seacrest Wealth Management, LLC
Previous Registrations
American Wealth Management, INC.
American Wealth Management, INC.
American Wealth Management, INC.Broker
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Painewebber IncorporatedBroker
Baraban Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.