James Eckley
James Eckley is a registered investment advisor at Hardworking Capital Advisors, LLC, based in Oxnard, CA, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 280 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.35% |
| $250K - $500K | 1.15% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fee Estimator
Location
2775 North Ventura Road, Suite 207, Oxnard, CA, 93036
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells life insurance and life settlements, and is an Investment Advisor Representative with Hardworking Capital Advisors, LLC, spending about a quarter of his time there. He also sells fixed insurance products including life, health, disability, annuities, and long-term care.
Employment History
Current Registrations
Hardworking Capital Advisors, LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
Npb Financial Group, LLCBroker
Kipp Financial Group, INC.
National Planning CorporationBroker
Crown Capital Securities, L.P.Broker
USA Advanced Planners INC.Broker
American Skandia Marketing, INC.Broker
Nationwide Investment Services CorporationBroker
Nationwide Advisory Services, INC.Broker
Liberty Securities CorporationBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.