Paul Winter is a CFA, CFP-designated registered investment advisor at Sax Wealth Advisors, LLC, based in Salt Lake City, UT, with 21 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 1,086 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $7.0M | 0.55% |
| $7M+ | 0.45% |
Fees may be negotiable in certain cases. Certain pre-existing investment management services clients may be on a different fee schedule.
Fee Estimator
Contact
Paul Winter
Location
4505 S. Wasatch Blvd, Suite 370, Salt Lake City, UT, 84124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sax Wealth Advisors, LLC
Previous Registrations
Five Seasons Financial Planning LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Prior to founding Five Seasons Financial Planning, Paul worked in the financial industry for eighteen years. For eleven of those years, he traded a variety of Money Market and Fixed Income securities for prominent Wall Street firms. Before offering his services to clients through Five Seasons, he was self-employed, trading stock-index futures and investing in individual stocks using proprietary screens and price targets. Paul has two business degrees that aid him in his financial pursuits. He graduated from Columbia University in New York City with an MBA, where his majors were Money and Financial Markets and Finance. While attending Columbia, Paul was named a Dean’s Scholar and was granted membership in the Beta Gamma Sigma honor society. He also graduated with Great Distinction and received a Bachelor of Commerce degree from McGill University in Montreal, where he majored in Accounting and MIS. He has been quoted on a variety of financial planning topics in the local and national media, including Fox 13 News, Business Week, Kiplinger's, Newsweek, the Salt Lake Tribune, TheStreet.com, the MSN Money website, Financial Planning magazine, Financial Advisor magazine, the Deseret Morning News, and InvestmentNews magazine. In addition, he has appeared as a guest expert on retirement planning for KUER FM 90's "Your Personal Economy" series.