James Poindexter is a CFP, ChFC-designated registered investment advisor, based in Urbandale, IA, with 36 years of industry experience.
Location
2350 NW 128th St, Urbandale, IA, 50323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a member/owner of an LLC managing his personally owned real estate properties, dedicating a few hours per week. He is also the owner/president of Poindexter Financial Group, LLC, offering fixed insurance sales, business planning, and trust preparation services, devoting a varying amount of hours per week.
Employment History
Current Registrations
Mcdermott Investment Services, LLCBroker
Mcdermott Investment Services, LLC
Independent Wealth Network, INC.
Previous Registrations
Brokers International Financial Services, LLC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Broker Dealer Financial Services CORP.Broker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Kalos Capital, INC.Broker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Ameritas Investment CORP.Broker
MML Investors Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Shearson Lehman Hutton INC.Broker
Cenpac Securities CORP.Broker
Hibbard Brown & CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.