TrueAdvisor
TrueAdvisor
AL
CFA
AL
CFA

Alan Michael Latoff

Janney Montgomery Scott LLC
36 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K

Location

7777 Bonhomme Avenue, Suite 1502, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
January 2008 - Present · 18 yrs 1 mo
Janney Montgomery Scott LLCBroker
December 2007 - Present · 18 yrs 2 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
February 2007 - December 2007 · 10 mos
RBC Dain Rauscher INC.Broker
January 2002 - February 2007 · 5 yrs 1 mo
Tucker Anthony IncorporatedBroker
June 2000 - January 2002 · 1 yr 7 mos
Commerce Capital Markets, INC.Broker
May 1989 - June 2000 · 11 yrs 1 mo
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.