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Alexander Ho Lim

37 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$5K
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Location

9250 Rumsey Road, Suite 103, Columbia, MD, 21045

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History

Regulatory History (1)
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Customer Dispute
January 2017
Denied
Other Business ActivitiesSells Insurance

Alexander is the CEO/President of LIM Financial Group, focusing on insurance and investment sales, dedicating significantly more than full-time hours to this role. He also co-owns and instructs at U.S. Jow Ga Martial Arts, a Kung Fu school, spending about a quarter of his time on this non-investment related activity.

Employment History
Current Registrations
Founders Financial Securities, LLC
June 2016 - Present · 9 yrs 8 mos
Founders Financial Securities LLCBroker
May 2015 - Present · 10 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
December 2011 - June 2015 · 3 yrs 6 mos
Founders Financial Securities, LLC
November 2006 - December 2011 · 5 yrs 1 mo
Founders Financial Securities LLCBroker
November 2006 - December 2011 · 5 yrs 1 mo
Intersecurities, INC.
January 2002 - November 2006 · 4 yrs 10 mos
Intersecurities, INC.Broker
March 2000 - November 2006 · 6 yrs 8 mos
The Lincoln National Life Insurance CompanyBroker
October 1988 - March 2000 · 11 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
October 1988 - March 2000 · 11 yrs 5 mos
Lincoln National Pension Insurance CompanyBroker
October 1988 - January 1989 · 3 mos
State Registrations12 states
DCFLILMAMDNCNHNJPATXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.