Frank Germana is a CFA-designated registered investment advisor at Bny Advisors, based in New York, NY, with 35 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 95,863 clients with $24B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Park Avenue, New York, NY, 10166
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank works as an independent contractor for F3 Entertainment, doing voice acting, voice over work, and local musician gigs. This takes a few hours per week.
Employment History
Current Registrations
Bny Advisors
Previous Registrations
Pershing LLCBroker
Vicus Capital, INC.
J.P. Morgan Asset Management
J.P. Morgan Institutional Investments INC.Broker
Pershing LLCBroker
Emat Securities, INC.Broker
Emat Securities, INC.Broker
Lockwood Advisors INC
Lockwood Financial Services, INC.Broker
Valley Forge Asset Management CORP.Broker
Tradestar Investments,inc.Broker
PNC Securities CORPBroker
Trade$aver INC.Broker
Independent Financial GroupBroker
State Registrations49 states
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