Brian Wayne Gilbert

Advisors Asset Management, INC.

31 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Advisors Asset Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

133 advisors

Number of Clients

1,867 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

18925 Base Camp Road, Suite 203, Monument, CO, 80132

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Advisors Asset Management, INC.

September 2006 - Present · 19 yrs 5 mos

Advisors Asset Management, INC.Broker

April 2006 - Present · 19 yrs 10 mos

Previous Registrations

Charles Schwab & CO., INC.Broker

January 1996 - May 2004 · 8 yrs 4 mos

Murphey Favre, INC.Broker

December 1991 - June 1994 · 2 yrs 6 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

July 1990 - July 1991 · 1 yr

Marshall Davis, INC.Broker

August 1988 - March 1989 · 7 mos

State Registrations2 states

COTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.