Thomas Vogelheim is a registered investment advisor at Fiduciary Financial Group, LLC, based in San Rafael, CA, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 395 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $30.0M | 0.50% |
| $30M+ | 0.35% |
Fees may be negotiable. Accounts within the same household may be combined for a reduced fee. US Treasury only accounts are billed at 0.30% if total assets are $1,000,000 or greater and 0.50% of total assets are less than $1,000,000.
Fee Estimator
Location
1101 Fifth Avenue, Suite 305, San Rafael, CA, 94901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the sole shareholder of FFG Law, a law firm, dedicating about 10-20% of his time. He is also an owner and partner in Cooper & Vogelheim, LLP, a CPA firm, taking about a quarter of his time, and a Principal/IAR at EFS Associates, spending minimal time.
Employment History
Current Registrations
Fiduciary Financial Group, LLC
Previous Registrations
Efs Associates
Efs Associates
Efs Associates
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.