Sean Stein is a registered investment advisor at Buckman Advisory Group LLC, based in Boca Raton, FL, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 834 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Buckman Advisory Group's fees for managing your investments are based on a percentage of the total value of your portfolio. The fees are assessed quarterly, in advance.
The typical advisory fee schedule is:
- First $250,000: 1.75% per year
- Next $750,000: 1.50% per year
- Over $1,000,000: 1.25% per year
For accounts that are actively traded, a higher advisory fee will be assessed:
- First $250,000: 3.00% per year
- Next $750,000: 2.50% per year
- Over $1,000,000: 2.00% per year
There is a minimum of $50,000 per account required to participate in the Program.
Location
Boca Raton, FL
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Regulatory History (1)
Customer Dispute
October 2002Other Business Activities
Sean is the sole owner of Sean Stein LLC, established in July 2023, which processes his pay. This activity requires minimal time.
Employment History
Current Registrations
Buckman Advisory Group LLC
Buckman, Buckman & Reid, INC.Broker
Buckman, Buckman & Reid, INC.
Previous Registrations
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
Prudential Securities Incorporated
Dean Witter Reynolds INC.Broker
Quest Capital Strategies, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.