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Sean Todd Stein

Buckman Advisory Group LLC
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Buckman Advisory Group LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
834 clients
Average Client Portfolio
$283K average
Assets Under Management
$236.1M

Fee Structure

Minimum Investment:$10K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.75%
$250K - $1.0M1.50%
$1M+1.25%

Fees are negotiable. There is a trade threshold of 80 trades per year, after which a fee of $35 per trade will be assessed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

Boca Raton, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean is the sole owner of Sean Stein LLC, established in July 2023, which processes his pay. This activity requires minimal time.

Employment History
Current Registrations
Buckman Advisory Group LLC
December 2016 - Present · 9 yrs 2 mos
Buckman, Buckman & Reid, INC.
July 2015 - Present · 10 yrs 7 mos
Buckman, Buckman & Reid, INC.Broker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Jhs Capital Advisors, LLC
April 2010 - July 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
March 2010 - July 2015 · 5 yrs 4 mos
Gunnallen Financial, INC
July 2008 - March 2010 · 1 yr 8 mos
Gunnallen Financial, INCBroker
June 2008 - March 2010 · 1 yr 9 mos
Raymond James Financial Services
June 2003 - July 2008 · 5 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2003 - July 2008 · 5 yrs 1 mo
Prudential Securities Incorporated
October 1999 - June 2003 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
October 1999 - June 2003 · 3 yrs 8 mos
Dean Witter Reynolds INC.Broker
February 1997 - November 1999 · 2 yrs 9 mos
Quest Capital Strategies, INC.Broker
October 1996 - February 1997 · 4 mos
State Registrations7 states
ALFLNCNJNYSCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Sean Todd Stein - Financial Advisor | TrueAdvisor