John Wolf
John Wolf is a registered investment advisor at Cornerstone Financial Planning, INC., based in Appleton, WI, with 37 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 101 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.5M | 0.90% |
| $1.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees negotiable for accounts over $5,000,000.
Fee Estimator
Location
5601 West Grande Market Drive, Suite E, Appleton, WI, 54913
Get directionsHistory
Regulatory History (14)
Customer Dispute
October 2025Regulatory
June 2025Customer Dispute
December 2024Customer Dispute
July 2024Customer Dispute
May 2023Customer Dispute
April 2023Customer Dispute
March 2023Customer Dispute
September 2012Customer Dispute
January 2011Employment Separation After Allegations
September 2009Customer Dispute
September 2009Customer Dispute
August 2009Customer Dispute
June 2009Customer Dispute
February 2007Other Business ActivitiesSells Insurance
John sells insurance, fixed annuities, and life insurance as an owner/agent, dedicating a few hours per week to this activity. He also spends about a quarter of his time preparing and processing income tax returns for some clients through Cornerstone Financial Planning, and a few hours per week as owner of Cornerstone Property Group LLC, an investment real estate development company.
Employment History
Current Registrations
Cornerstone Financial Planning, INC.
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Banc One Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.