Aaron Joel Mendelson

UBS Financial Services INC.

37 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

UBS Financial Services INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

9200 advisors

Number of Clients

1,134,581 clients

Average Client Portfolio

$713K average

Assets Under Management

$808.8B

Fee Structure

Minimum Investment:$25K

Minimum Annual Fee:$10,000

Location

555 California Street, Suite 4650, San Francisco, CA, 94104

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History

Regulatory History (1)

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Customer Dispute

February 2002

Award / Judgment

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Other Business Activities

Aaron is a limited partner in Champion Ventures and University Technology Ventures, both venture capital fund of funds. He attends an annual meeting for each, requiring minimal time commitment.

Employment History

Current Registrations

UBS Financial Services INC.Broker

April 2016 - Present · 9 yrs 10 mos

UBS Financial Services INC.

April 2016 - Present · 9 yrs 10 mos

Previous Registrations

Credit Suisse Securities (USA) LLCBroker

January 2003 - April 2016 · 13 yrs 3 mos

Credit Suisse Securities (USA) LLC

January 2003 - April 2016 · 13 yrs 3 mos

Donaldson Lufkin & Jenrette Securities Corporation

August 2002 - January 2003 · 5 mos

Donaldson, Lufkin & Jenrette Securities CorporationBroker

February 2001 - January 2003 · 1 yr 11 mos

Lehman Brothers INC.Broker

June 1988 - February 2001 · 12 yrs 8 mos

State Registrations33 states

ARAZCACOCTDEFLGAIAIDILINKYMAMDMIMNMTNCNJNVNYOHOKORPARITNTXUTVAVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.