Abel Ramos is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Monroe, CT, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6483 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

324 Elm Street, 203B, Monroe, CT, 06468

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 3 mos
Previous Registrations
Raymond James Financial Services
April 1999 - January 2009 · 9 yrs 9 mos
Robert Thomas Securities, INCBroker
February 1996 - January 1999 · 2 yrs 11 mos
Painewebber IncorporatedBroker
June 1991 - January 1996 · 4 yrs 7 mos
Bne Capital Markets, INC.Broker
October 1989 - June 1991 · 1 yr 8 mos
New England Discount Brokerage, INC.Broker
August 1988 - August 1989 · 1 yr
State Registrations19 states
CACOCTFLGAHIMAMDMENCNHNJNYOHRISCTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Abel Ramos - Financial Advisor | TrueAdvisor