Joseph Anthony Alagna

Joseph Gunnar & CO., LLC

37 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Joseph Gunnar & CO., LLC

Compensation

Fee-Only (AUM)

Firm Size

8 advisors

Number of Clients

53 clients

Average Client Portfolio

$641K average

Assets Under Management

$34.0M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

1000 Rxr Plaza, Uniondale, NY, 11556

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2023

Award / Judgment

Customer Dispute

April 2020

Award / Judgment

Customer Dispute

January 2013

Award / Judgment

Customer Dispute

September 1997

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business Activities

Joseph is the owner/manager of Buttonwood Group Advisors LLC, a venture fund advisor, dedicating about a quarter of his time to it. He is also involved in BG Blue Fin LLC, JGJO Development Co., LLC (an Arooga's franchisee), and JAG Unit 1 (lessee of an Arooga's franchise), and Bay Winds Group LLC, though these require minimal to no time.

Employment History

Current Registrations

Joseph Gunnar & CO., LLC

October 2018 - Present · 7 yrs 4 mos

Joseph Gunnar & CO. LLCBroker

November 1997 - Present · 28 yrs 3 mos

Previous Registrations

First Asset Management, INC.Broker

October 1990 - November 1997 · 7 yrs 1 mo

The Stuart-James Company, IncorporatedBroker

July 1988 - October 1990 · 2 yrs 3 mos

State Registrations46 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.