David Halling is a registered investment advisor at Nich Capital Partners, INC., based in Wilmington, NC, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 69 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
Wilmington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
David is the co-founder of Mackie Scientific LLC, an e-commerce business, and spends about 10-20% of his time on daily management. He also works full-time as VP of Sales at Quinte Financial Technologies, focusing on sales and relationship management.
Employment History
Current Registrations
Nich Capital Partners, INC.
Previous Registrations
Oppenheimer & CO. INC.
State Registrations1 state
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