Andrew A Liss

Oneamerica Securities, INC.

22 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Oneamerica Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

312 advisors

Number of Clients

2,118 clients

Average Client Portfolio

$142K average

Assets Under Management

$299.9M

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

Two Regency Plaza, Suite 4, Providence, RI, 02903

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

November 2007

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andrew sells non-variable insurance products, including fixed life and fixed annuities.

Employment History

Current Registrations

Oneamerica Securities, INC.Broker

September 2020 - Present · 5 yrs 5 mos

Oneamerica Securities, INC.

September 2020 - Present · 5 yrs 5 mos

Previous Registrations

Park Avenue Securities LLC

March 2018 - September 2020 · 2 yrs 6 mos

Park Avenue Securities LLCBroker

February 2018 - September 2020 · 2 yrs 7 mos

Signator Investors, INC.

September 2008 - January 2018 · 9 yrs 4 mos

Signator Investors, INC.Broker

August 2008 - January 2018 · 9 yrs 5 mos

Ameriprise Financial Services, INC.

June 2004 - July 2008 · 4 yrs 1 mo

Ameriprise Financial Services, INC.Broker

April 2004 - July 2008 · 4 yrs 3 mos

Ids Life Insurance CompanyBroker

April 2004 - July 2006 · 2 yrs 3 mos

Josephthal & CO., IncorporatedBroker

January 1990 - May 1990 · 4 mos

Linsco Financial Group, INC.Broker

March 1989 - July 1989 · 4 mos

The Stuart-James Company, IncorporatedBroker

October 1988 - November 1988 · 1 mo

Wellshire Securities, INC.Broker

September 1988 - October 1988 · 1 mo

Morgan Gladstone & CO. INC.Broker

June 1988 - November 1988 · 5 mos

Dunhill Investments LTD.Broker

June 1988 - September 1988 · 3 mos

State Registrations10 states

CACOCTFLMANHNYOHRIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.