Eugene O'connor
Eugene O'connor is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6500 Sheridan Drive, Suite 200, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eugene uses "CPA Financial Network" as a marketing and sales trademark for WNY Asset Management. Since 2010, Eugene has spent about 10-20% of his time on sales of life, accident, health, variable life, and variable annuity insurance products with various companies in New York.
Employment History
Current Registrations
LPL Financial LLCBroker
Wny Asset Management, LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Harold C. Brown & CO., INC.Broker
Harold C. Brown & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.