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David Paul Vaughan

Avior Wealth Management, LLC
37 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Avior Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
59 advisors
Number of Clients
4,385 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$5.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

10655 Six Pines Drive, Suite 100, The Woodlands, TX, 77380

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History

Regulatory History (1)
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Customer Dispute
May 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent since 1996, dedicating about half of his time to this activity. He is also involved in several limited partnerships and real estate transactions, and works with Woodlands Securities Corp, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Avior Wealth Management, LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Woodlands Asset Management INC
September 1995 - October 2022 · 27 yrs 1 mo
Navigator Securities LimitedBroker
September 1995 - December 2024 · 29 yrs 3 mos
Hart Securities, INC.Broker
May 1991 - October 1995 · 4 yrs 5 mos
Murchison Investment Bankers, LTD.Broker
May 1988 - May 1991 · 3 yrs
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.