KZ
KZ

Katherine Cannon Zamora

26 Years of Experience
4 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,022 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $20.0M0.60%
$20M+0.50%

Fees may be negotiable based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4800 Bee Caves Road, Austin, TX, 78746

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2019
Final
Regulatory
February 2013
Final
Customer Dispute
March 2012
Closed-No Action
Customer Dispute
December 2010
Settled
Other Business ActivitiesSells Insurance

Katherine is a registered representative at B.B. Graham & Company since 2008, spending about half her time there. She also works for Per Stirling Capital Management as an investment advisor representative/recruiter/HR, dedicating about half her time to financial advising, recruiting, HR activities including obtaining health insurance quotes, and marketing.

Employment History
Current Registrations
Per Stirling Capital Management, LLC
February 2013 - Present · 13 yrs
B.B. Graham & Company, INC.Broker
July 2008 - Present · 17 yrs 7 mos
Previous Registrations
B.B. Graham & Company, INC.
August 2008 - December 2014 · 6 yrs 4 mos
Nations Financial Group, INC.
October 2007 - August 2008 · 10 mos
Nations Financial Group, INC.Broker
October 2007 - August 2008 · 10 mos
First Midamerica Investment Corporation
April 2005 - November 2007 · 2 yrs 7 mos
First Midamerica Investment CorporationBroker
January 2005 - November 2007 · 2 yrs 10 mos
Banc of America Investment Services, INC.
October 2004 - January 2005 · 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - January 2005 · 3 mos
Morgan Stanley
December 2003 - December 2003 · 0 mos
Morgan Stanley Dw INC.Broker
December 2003 - December 2003 · 0 mos
Quick & Reilly, INC.
August 2002 - October 2004 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
November 1999 - October 2004 · 4 yrs 11 mos
Lucien, Stirling & Gray Financial CorporationBroker
September 1997 - May 1998 · 8 mos
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.