Katherine Zamora
Katherine Zamora is a registered investment advisor at Per Stirling Capital Management, LLC, based in Austin, TX, with 27 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,022 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fees may be negotiable based on various criteria.
Fee Estimator
Location
4800 Bee Caves Road, Austin, TX, 78746
Get directionsHistory
Regulatory History (4)
Regulatory
May 2019Regulatory
February 2013Customer Dispute
March 2012Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Katherine is a registered representative at B.B. Graham & Company since 2008, spending about half her time there. She also works for Per Stirling Capital Management as an investment advisor representative/recruiter/HR, dedicating about half her time to financial advising, recruiting, HR activities including obtaining health insurance quotes, and marketing.
Employment History
Current Registrations
Per Stirling Capital Management, LLC
B.B. Graham & Company, INC.Broker
Previous Registrations
B.B. Graham & Company, INC.
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
First Midamerica Investment Corporation
First Midamerica Investment CorporationBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Lucien, Stirling & Gray Financial CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.