James Tuohey
James Tuohey is a registered investment advisor at William Joseph Capital Management, INC., based in Bristol, CT, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WJCM's advisory service fees are negotiable and range from 0.60% to 1.35% annually, billed quarterly. The fee is based on the size of the account, the relationship, and the services provided. If you engage WJCM for wealth management services, financial planning services are included in the investment management fees. Additional hourly fees may be charged for more complex financial planning services with mutual agreement.
Location
210 Red Stone Hill Road, Suite 5, Bristol, CT, 06010
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Regulatory History (1)
Regulatory
July 2015Other Business Activities
James is the managing representative for JMT Accounting & Wealth Services, providing tax, accounting, and bookkeeping services, taking about 10-20% of his time. He also serves on several boards of directors and as CFO of ACC, Inc., dedicating minimal time to each.
Employment History
Current Registrations
William Joseph Capital Management, INC.
Previous Registrations
Garland and Greenwood Wealth Advisors LLC
Bolmgren Retireplan, INC.
Sandlapper Wealth Management, LLC
Sandlapper Securities, LLCBroker
Fmsi Advisers
First Midwest Securities, INC.Broker
Proequities, INC.Broker
Uvest Financial Services Group, INC.Broker
First Dominion Capital CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.